short answer
Extractables are compounds a lab forces out of a vial, stopper, syringe or pen part with solvents, heat and time. Leachables are the compounds that actually reach the product during storage and use. An E&L study screens the parts by GC-MS and LC-MS, identifies every peak above an analytical evaluation threshold (AET), then tests the product in its container over its shelf life. USP <1663> and <1664>, FDA guidance and the ICH Q3E draft set the framework for medicines; research peptides fall outside it.
What extractables and leachables are
The FDA’s August 2026 draft guidance on container closure systems gives the definitions. Extractables are compounds released from a packaging part into an extraction solvent under laboratory conditions. Leachables are compounds present in the packaged product because they migrated from its packaging during normal storage and use, or during accelerated stability studies.
The ICH Q3E draft says leachables are generally a subset of the extractables, at lower levels. It also lists the exceptions: a leachable can degrade into a new compound, react with the drug, migrate from other packaging, or form as the material ages in light, heat or oxygen. The extractables study may also have missed it.
| Extractables study | Leachables study | |
|---|---|---|
| What is tested | The part or system, treated as in use (sterilised, cleaned, siliconised) | The product in its final container |
| Conditions | Solvents of several pH values and polarities; worst-case heat and time | Real storage and in-use conditions, plus accelerated stability |
| Question | What could migrate? | What did migrate, and how much? |
| USP chapter | <1663> | <1664> |
What vials, stoppers and pens can add to a peptide
The examples below come from regulators and published studies.
| Part | Material | Compounds reported |
|---|---|---|
| Vial stopper or syringe plunger | Butyl rubber, plain or laminated with a film | Rubber oligomers, the antioxidant BHT, sulfur, vulcanisation accelerators such as 2-mercaptobenzothiazole, a peroxide polymerisation initiator |
| Glass vial or barrel | Glass | Particles from the glass surface when high heat, irradiation or sterilising gases make it delaminate |
| Plastic containers, bags and films | Polyethylene, polycarbonate, PVC | The antioxidant Irgafos 168 and its breakdown products, BPA from polycarbonate, phthalates such as DEHP from flexible PVC |
| Syringes, pens and other delivery devices | Plastic, glass, rubber and metal in one device | From prefilled syringes: silicone oil used as lubricant, acrylic acid from a syringe adhesive |
| Labels, inks, adhesives, cartons | Secondary packaging | Compounds that pass through semi-permeable plastic |
The FDA’s 2026 draft lists what an incompatible container can do to a product: faster breakdown of the active ingredient, precipitation, particles, and leachables that react with a protein and change its structure. Published cases show the chemistry. Acrylic acid from a syringe adhesive reacted with proteins at lysine side chains, the N-terminal amine and histidine; many peptides carry the same groups. A peroxide initiator from a syringe plunger acted as an oxidant in a 2021 study, and oxidation is one route of peptide degradation. In agitation tests on two proteins, silicone-oil-lubricated glass syringes gave the largest protein loss. Plastic particles are a separate question, covered in microplastics in supplements.
Freeze-dried powder or solution: where the risk sits
The FDA’s 2026 draft rates the risk lower for a powder for injection than for a solution, because contact between powder and container is minimal. It gives two cases where the risk rises: a rubber stopper can interact with organic solvent vapour during freeze-drying, or with organic solvent in the reconstituted solution.
Published data point both ways:
- None found. A 2022 study followed five lyophilised protein products in rubber-stoppered glass vials and 19 liquid products in syringes and vials. No organic leachable was above the limit of detection at any time point.
- Found in the dry cake. In a 2017 study, a lyophilised product picked up rubber oligomers from its butyl stopper in measurable amounts, extracting like a 50/50 mix of isopropanol and water. The same product reconstituted in water showed no detectable leachables.
The FDA draft asks for a product-specific risk assessment; these two results show why.
How an extractable and leachable study works
- Prior knowledge. The composition of each part, additives such as plasticisers and antioxidants, and supplier data.
- Extractables study. The lab extracts the parts as used, with solvents of several pH values and polarities, at worst-case contact area, temperature and time. ICH Q3E asks for procedures that cover volatile, semi-volatile and non-volatile organic compounds. The routine tools are GC-MS, with headspace sampling for the most volatile compounds, and LC-MS.
- Identification. Every peak above the analytical evaluation threshold (AET) is identified and quantified.
- Leachables study. The product is tested in its container over its shelf life and in-use period. The FDA draft expects several batches (for example three), several time points, and accelerated and long-term conditions.
- Safety assessment. The lab correlates leachables with extractables, and a toxicologist assesses every leachable above the threshold.
A 2021 study of 12 biotechnology products in glass vials, with stoppers from three rubber formulations, found each leachable profile was a subset of the extractable profile.
Screening standards for GC and LC
ICH Q3E asks that semi-quantitative screens are qualified with several standard compounds typically seen as extractables. Suppliers sell certified mixtures for this. One pair, described in 2022, holds 21 compounds for LC-MS and 14 for GC-MS, each at 50 µg/mL, covering antioxidants, plasticisers, UV absorbers, monomers and curing agents. Detector response differs between compounds, instruments and ionisation modes, so for a semi-quantitative screen the AET is multiplied by an uncertainty factor of no more than 0.5.
Extractable and leachable calculation: the AET
The AET is the concentration above which a lab should identify, quantify and report a compound. It starts from a safety concern threshold (SCT) in µg per day; the FDA draft recommends 1.5 µg per day for most chronic-use drugs. A 2026 review works an example for a nasal spray with a maximum of 0.20 mL used per day. With an SCT of 1.5 µg per day and an uncertainty factor of 0.5, the AET is 3.75 µg/mL. Under the 2006 PQRI threshold of 0.15 µg per day, the same product needed 0.375 µg/mL, ten times lower. A lower AET needs a more sensitive method and can mean more peaks to identify.
Extractables and leachables guidelines: USP, FDA and ICH
| Document | Status | What it covers |
|---|---|---|
| USP <1663> and <1664> | Official since 1 August 2015; informational | Study design and justification; no fixed tests or limits |
| USP <381>, <660>, <661.1>, <661.2> | Chapters cited in the FDA’s 2026 draft | Rubber components, glass containers, plastic materials and systems |
| FDA container closure guidance, May 1999 | Final | Injections: highest concern, high likelihood of interaction. Sterile powders: highest concern, medium likelihood |
| FDA container closure draft, August 2026 | Draft; replaces the 1999 guidance when final | Risk-based review, leachables over the shelf life, SCT of 1.5 µg per day |
| ICH Q3E | Step 2 draft, endorsed 1 August 2025 | Study design, AET, thresholds and three classes of leachables |
Q3E sorts leachables into three classes. Class 1 should be avoided where practical and has compound-specific limits. Besides mutagens of high concern, it names two compounds: benzo(a)pyrene, linked to carbon black, and BPA, linked to polycarbonate and epoxy resin. Class 3 covers common extractables of low potency, such as BHT, erucamide, a rubber oligomer and fatty acids. Our guide to BPA testing explains how BPA itself is measured.
Phthalates testing: method and report
Phthalates are plasticisers. A common source in medical products is flexible PVC, which can hold up to 50% phthalates by weight; DEHP is the one used most.
The US Consumer Product Safety Commission method CPSC-CH-C1001-09.4 (January 2018), written for children’s toys and child care articles, shows the steps. The lab cuts the plastic into pieces no larger than 2 mm, weighs at least 0.05 g and dissolves it in tetrahydrofuran. It precipitates the polymer with acetonitrile or hexane and analyses the solution by GC-MS in full-scan and selected-ion modes, for eight regulated phthalates.
The method warns that phthalates are a common laboratory contaminant, so the lab avoids plastic equipment and runs a reagent blank alongside the samples. A useful report names each phthalate, gives a result or “less than” the limit of quantification, states the unit (% of the material or µg per g) and shows the blank.
Extractables and leachables testing labs
E&L studies are run for the maker of a medicine or device, in its own lab or at a contract lab (CRO), because they support a marketing application. Among the peptide testing labs in our September 2026 research, none lists an extractables and leachables study. Two list targeted tests in the same field: Ozcanium Analytics offers a GC-MS phthalates screen next to its GC-MS odour profiles, and Krause Analytical offers BPA and BPS testing with confirmation by GC-MS and LC-MS.
Ask any E&L lab for the AET and its calculation, the solvents and conditions, the standards and uncertainty factor, the blanks, and every peak above the AET with its name, CAS number and level. Cost rises with the number of parts, solvents and techniques, a low AET, unknown peaks to identify, and a leachables study that runs over the shelf life on several batches.
What HK Analytical does
Extractables and leachables studies are not on our list of tests. BPA testing is the part of this field we are developing. HK Analytical is adding microplastic, PFAS and BPA testing. Write to contact@hkanalytical.com to hear when it starts. You can also use the contact form. How each of those tests works is explained in BPA testing, PFAS testing and how to test for microplastics.
Today we test the peptide in the vial: identity (LC-MS), purity (HPLC), content per vial and residual solvents left from synthesis, in any mix per sample. Solvents from manufacture are a different question from leachables; see residual solvents in peptides. Each report carries our photo of the vial as received, and every number comes with its raw data in a signed record you can check on our verify page. The example report shows the format. To price a panel, request a quote.
Questions
What are extractables and leachables?
Extractables are what a lab can pull out of a stopper, vial, syringe or other packaging part with solvents, heat and time. Leachables are what is actually found in the packaged product after storage and use. Extractables show what could migrate; leachables show what did. A leachables profile is usually a subset of the extractables profile, at lower levels.
Which USP chapters cover extractables and leachables testing?
USP <1663> covers extractables and USP <1664> covers leachables from packaging and delivery systems. Both became official on 1 August 2015. They are informational chapters: they set out how to design and justify a study, without fixed tests or acceptance limits. Material tests sit in other chapters, such as <381> for rubber components, <660> for glass and <661.1> and <661.2> for plastics.
What does the FDA expect for extractables and leachables?
For medicines, a risk-based assessment of the container, specific to each product. The August 2026 draft guidance expects leachables studies over the shelf life on several batches, with a safety concern threshold of 1.5 µg per day for most chronic-use drugs. The FDA also issued the ICH Q3E draft as draft guidance in November 2025. The 1999 guidance applies until the new one is final.
How is the analytical evaluation threshold (AET) calculated?
Start from the safety concern threshold (SCT) in µg per day. For a semi-quantitative screen, multiply by an uncertainty factor of no more than 0.5. Then convert to the units of the study. For a rubber stopper on a liquid product, ICH Q3E gives: AET (µg per stopper) = SCT × uncertainty factor × volume per vial ÷ maximum volume given in a day.
What is the difference between a phthalates test and an E&L study?
A phthalates test is targeted. It measures a list of named phthalates against reference standards and reports each one. An extractables and leachables study is a screen. It looks for every compound above the AET, first in the packaging parts and then in the product over its shelf life, and ends with a safety assessment. A phthalates test can be one part of such a study.
Is extractables and leachables testing required for research peptides?
The USP chapters, FDA guidance and ICH Q3E are written for medicines and their marketing applications. Q3E says it is not intended for products in clinical research. A research peptide is not a licensed medicine, so no filing asks for a container study. Ask the maker whether the vial and stopper were ever studied, and for the report if they were.
Sources
- ICH Q3E: Guideline for extractables and leachables, Step 2 draft endorsed 1 August 2025 (EMA consultation copy)
- FDA: Q3E Guideline for Extractables and Leachables, draft guidance (November 2025)
- FDA: Container Closure Systems for Human Drugs and Biological Products, draft guidance (August 2026)
- FDA: Container Closure Systems for Packaging Human Drugs and Biologics, guidance for industry (May 1999)
- ECA Academy: New USP general chapters on extractables and leachables <1663>, <1664> (November 2015)
- Kuzmič et al., Extractables and leachables in pharmaceutical products: potential adverse effects and toxicological risk assessment, Toxics 2026
- Gallegos et al., Recommendation of single time point leachables testing for lyophilized biotechnology products stored in rubber stoppered glass vial systems, J Pharm Sci 2022
- Zdravkovic, Comparison of a lyophilized drug product to other solid and liquid media for the extraction of elastomeric oligomers from a butyl rubber stopper, PDA J Pharm Sci Technol 2017
- Qi et al., A holistic approach of extractables and leachables assessment of rubber stoppered glass vial systems for biotechnology products, J Pharm Sci 2021
- Wei et al., Identification of UV-absorbing extractables from rubber closures used in containers of injectable powder, J Pharm Biomed Anal 2017
- Schröter et al., Identification of an oxidizing leachable from a clinical syringe rubber stopper, J Pharm Sci 2021
- Krayukhina et al., Effects of syringe material and silicone oil lubrication on the stability of pharmaceutical proteins, J Pharm Sci 2015
- Menzel et al., Certified reference mixtures in extractables screening of polymeric materials, BioProcess International (May 2022)
- US CPSC: Test method CPSC-CH-C1001-09.4, standard operating procedure for determination of phthalates (17 January 2018)
- Ozcanium Analytics: services, including the GC-MS phthalates screen
- Krause Analytical: BPA and BPS testing
Based on each lab’s public website and sample reports, checked October 2026. Prices, methods and turnaround change; check with the lab before you rely on them. Spotted an error? Write to contact@hkanalytical.com.